Regulatory Documents
All mandatory disclosures, investor charters, grievance mechanisms, and policies - in one place. Click any document to view it, or download the PDF.
SEBI Registered
Stockbroker & RA
CDSL / NSDL DP
Depository Participant
AMFI Registered
ARN 29483
PFRDA Registered
NPS POP
Charter & Regulatory Documents
Each document sets out our services, your rights and responsibilities, timelines and the grievance-redressal process for that activity. Read it online, or download the signed PDF for your records.
No documents match your search. Try a different term or category.
Investor Charter
Investor Charter - Depository Participant (CDSL)
PDF·CDSL · Demat Account ServicesInvestor Charter - Depository Participant (NSDL)
PDF·NSDL · Demat Account ServicesInvestor Charter - Research Analyst
PDF·SEBI-Registered Research AnalystInvestor Charter - Portfolio Management Services
PDF·PMS · SEBI-RegisteredGrievance Redressal
Policies
Conflict of Interest Policy
PDF·Handling of conflicts of interestEmployee Trading Policy
PDF·Dealing by employees & access personsPrevention of Money Laundering (PMLA) Policy
PDF·PMLA 2002 · AML / KYC frameworkSurveillance Policy
PDF·Transaction & trade surveillanceInactive (Dormant) & Client Activation Policy
PDF·Attention Investors - dormant handlingDormant Account Policy
PDF·Treatment of dormant accountsLate Pay-in Charges Policy
PDF·Charges on delayed pay-inPolicy on Call Confirmation
PDF·Order confirmation via call recordingPolicy on Client Code Modification
PDF·Error-code modification normsPolicy on Corporate Actions
PDF·Handling of corporate actionsPolicy on Trade Modification
PDF·Post-trade modification normsPolicy on Transfer of Client
PDF·Inter-branch / broker transferPolicy on Unauthenticated News
PDF·Circulation of unverified newsSocial Media Policy
PDF·Employee & official social-media conductPrivacy Policy
PDF·Collection & use of personal dataTerms & Conditions
PDF·Website & services terms of useTerms of Use - Purse +
PDF·Purse + product terms of useRights & Obligations, IBT, RDD and Do's & Don'ts
PDF·SEBI-prescribed Annexure 4 · stock broker & APPolicies & Procedures
PDF·Client dealing · capital, derivatives, currency & commoditiesImportant Information for Investors
PDF·Demat holdings, account security & CASMandatory Member Details